Welcome!

Big Data Journal Authors: Roger Strukhoff, Elizabeth White, Carmen Gonzalez, Esmeralda Swartz, JP Morgenthal

Related Topics: SOA & WOA, Java, Linux, Virtualization, Cloud Expo, Big Data Journal, SDN Journal

SOA & WOA: Article

Understanding APM on the Network

TCP Window Size

In Part 6, we dove into the Nagle algorithm - perhaps (or hopefully) something you'll never see. In Part VII, we get back to "pure" network and TCP roots as we examine how the TCP receive window interacts with WAN links.

TCP Window Size
Each node participating in a TCP connection advertises its available buffer space using the TCP window size field. This value identifies the maximum amount of data a sender can transmit without receiving a window update via a TCP acknowledgement; in other words, this is the maximum number of "bytes in flight" - bytes that have been sent, are traversing the network, but remain unacknowledged. Once the sender has reached this limit and exhausted the receive window, the sender must stop and wait for a window update.

The sender transmits a full window then waits for window updates before continuing. As these window updates arrive, the sender advances the window and may transmit more data.

Long Fat Networks
High-speed, high-latency networks, sometimes referred to as Long Fat Networks (LFNs), can carry a lot of data. On these networks, small receive window sizes can limit throughput to a fraction of the available bandwidth. These two factors - bandwidth and latency - combine to influence the potential impact of a given TCP window size. LFNs networks make it possible - common, even - for a sender to transmit very fast (high bandwidth) an entire TCP window's worth of data, having then to wait until the packets reach the distant remote site (high latency) so that acknowledgements can be returned, informing the sender of successful data delivery and available receive buffer space.

The math (and physics) concepts are straightforward. As the network speed increases, data can be clocked out onto the network medium more quickly; the bits are literally closer together. As latency increases, these bits take longer to traverse the network from sender to receiver. As a result, more bits can fit on the wire. As LFNs become more common, exhausting a receiver's TCP window becomes increasingly problematic for some types of applications.

Bandwidth Delay Product
The Bandwidth Delay Product (BDP) is a simple formula used to calculate the maximum amount of data that can exist on the network (referred to as bits or bytes in flight) based on a link's characteristics:

  • Bandwidth (bps) x RTT (seconds) = bits in flight
  • Divide the result by 8 for bytes in flight

If the BDP (in bytes) for a given network link exceeds the value of a session's TCP window, then the TCP session will not be able to use all of the available bandwidth; instead, throughput will be limited by the receive window (assuming no other constraints, of course).

The BDP can also be used to calculate the maximum throughput ("bandwidth") of a TCP connection given a fixed receive window size:

  • Bandwidth = (window size *8)/RTT

In the not-too-distant past, the TCP window had a maximum value of 65535 bytes. While today's TCP implementations now generally include a TCP window scaling option that allows for negotiated window sizes to reach 1GB, many factors limit its practical utility. For example, firewalls, load balancers and server configurations may purposely disable the feature. The reality is that we often still need to pay attention to the TCP window size when considering the performance of applications that transfer large amounts of data, particularly on enterprise LFNs.

As an example, consider a company with offices in New York and San Francisco; they need to replicate a large database each night, and have secured a 20Mbps network connection with 85 milliseconds of round-trip delay. Our BDP calculation tells us that the BDP is 212,500 (20,000,000 x .085 *8); in other words, a single TCP connection would require a 212KB window in order to take advantage of all of the bandwidth. The BDP calculation also tells us that the configured TCP window size of 65535 will permit approximately 6Mbps throughput (65535*8/.085), less than 1/3 of the link's capacity.

A link's BDP and a receiver's TCP window size are two factors that help us to identify the potential throughput of an operation. The remaining factor is the operation itself, specifically the size of individual request or reply flows. Only flows that exceed the receiver's TCP window size will benefit from, or be impacted by, these TCP window size constraints. Two common scenarios help illustrate this. Let's say a user needs to transfer a 1GB file:

  • Using FTP (in stream mode) will cause the entire file to be sent in a single flow; this operation could be severely limited by the receive window.
  • Using SMB (at least older versions of the protocol) will cause the file to be sent in many smaller write commands, as SMB used to limit write messages to under 64KB; this operation would not be able to take advantage of a TCP receive window of greater than 64K. (Instead, the operation would more likely be limited by application turns and link latency; we discuss chattiness in Part 8.)

For more networking tips, click here for the full article.

More Stories By Gary Kaiser

Gary Kaiser is a Subject Matter Expert in Network Performance Analysis at Compuware APM. He has global field enablement responsibilities for performance monitoring and analysis solutions embracing emerging and strategic technologies, including WAN optimization, thin client infrastructures, network forensics, and a unique performance management maturity methodology. He is also a co-inventor of multiple analysis features, and continues to champion the value of software-enabled expert network analysis.

Comments (0)

Share your thoughts on this story.

Add your comment
You must be signed in to add a comment. Sign-in | Register

In accordance with our Comment Policy, we encourage comments that are on topic, relevant and to-the-point. We will remove comments that include profanity, personal attacks, racial slurs, threats of violence, or other inappropriate material that violates our Terms and Conditions, and will block users who make repeated violations. We ask all readers to expect diversity of opinion and to treat one another with dignity and respect.


@BigDataExpo Stories
Samsung promises to be one of the 800-pound gorillas of the IoT, if its success in recent years with Android devices and other consumer electronics is any guide. Showing its willingness to be a big IoT player, the company recently acquired SmartThings, a recent startup that's developed an open smarthome appliation that currently supports 1,000 devices and 8,000 apps. SmartThings will now work under the auspices of Samsung's Open Innovation Center (OIC). SmartThings Founder and CEO Alex Hawkinson...
The major cloud platforms defy a simple, side-by-side analysis. Each of the major IaaS public-cloud platforms offers their own unique strengths and functionality. Options for on-site private cloud are diverse as well, and must be designed and deployed while taking existing legacy architecture and infrastructure into account. Then the reality is that most enterprises are embarking on a hybrid cloud strategy and programs. In this Power Panel at 15th Cloud Expo, moderated by Ashar Baig, Research ...
In her General Session at 15th Cloud Expo, Anne Plese, Senior Consultant, Cloud Product Marketing, at Verizon Enterprise, will focus on finding the right mix of renting vs. buying Oracle capacity to scale to meet business demands, and offer validated Oracle database TCO models for Oracle development and testing environments. Anne Plese is a marketing and technology enthusiast/realist with over 19+ years in high tech. At Verizon Enterprise, she focuses on driving growth for the Verizon Cloud pla...
As Platform as a Service (PaaS) matures as a category, developers should have the ability to use the programming language of their choice to build applications and have access to a wide array of services. Bluemix is IBM's open cloud development platform that enables users to easily build cloud-based, creative mobile and web applications without having to spend large amounts of time and resources on configuring infrastructure and multiple software licenses. In this track, you will learn about the...
General Electric (GE) has been a household name for more than a century, thanks in large part to its role in making households easier to run. Starting with the light bulb invented by its founder, Thomas Edison, GE has been selling devices (“things”) to consumers throughout its 122-year history. Last week, GE announced that it is officially leaving that job to others. While the lighting division will stay, GE will now turn its attention to selling industrial machinery and analytics as a service t...
The Internet of Things will greatly expand the opportunities for data collection and new business models driven off of that data. In her session at Internet of @ThingsExpo, Esmeralda Swartz, CMO of MetraTech, will discuss how for this to be effective you not only need to have infrastructure and operational models capable of utilizing this new phenomenon, but increasingly service providers will need to convince a skeptical public to participate. Get ready to show them the money! Speaker Bio: ...
How do you know when a technology has become mainstream? A good clue may be when politicians start talking about it on the campaign trail and with mainstream media. David Cameron, the UK prime minister, was the latest, indicating that the world was now on “fast-forward” with the Internet of Things (IoT) ushering in the new industrial revolution. No mention of IoT targeted at the masses would be complete without the clichéd example of the communicating fridge. While it is easy to get caught up in...
Machine-to-machine (M2M) technology and the resulting Internet of Things are leading us inexorably toward everything-as-a-service (XaaS). As more things get connected, the range of service opportunities expands. And as those services are presented online, they become available for use, re-use and re-purposing. At first thought, the idea of more connected devices suggests simply that there will be more devices around, and as such, more products for manufacturers to make and sell. That’s true, bu...
Samsung VP Jacopo Lenzi, who headed the company's recent SmartThings acquisition under the auspices of Samsung's Open Innovaction Center (OIC), answered a few questions we had about the deal. This interview was in conjunction with our interview with SmartThings CEO Alex Hawkinson. IoT Journal: SmartThings was developed in an open, standards-agnostic platform, and will now be part of Samsung's Open Innovation Center. Can you elaborate on your commitment to keep the platform open? Jacopo Lenzi: S...
Almost everyone sees the potential of Internet of Things but how can businesses truly unlock that potential. The key will be in the ability to discover business insight in the midst of an ocean of Big Data generated from billions of embedded devices via Systems of Discover. Businesses will also need to ensure that they can sustain that insight by leveraging the cloud for global reach, scale and elasticity.
SAP is delivering break-through innovation combined with fantastic user experience powered by the market-leading in-memory technology, SAP HANA. In his General Session at 15th Cloud Expo, Thorsten Leiduck, VP ISVs & Digital Commerce, SAP, will discuss how SAP and partners provide cloud and hybrid cloud solutions as well as real-time Big Data offerings that help companies of all sizes and industries run better. SAP launched an application challenge to award the most innovative SAP HANA and SAP ...
The Internet of Things (IoT) is going to require a new way of thinking and of developing software for speed, security and innovation. This requires IT leaders to balance business as usual while anticipating for the next market and technology trends. Cloud provides the right IT asset portfolio to help today’s IT leaders manage the old and prepare for the new. Today the cloud conversation is evolving from private and public to hybrid. This session will provide use cases and insights to reinforce t...
SYS-CON Events announced today that Verizon has been named "Gold Sponsor" of SYS-CON's 15th International Cloud Expo®, which will take place on November 4-6, 2014, at the Santa Clara Convention Center in Santa Clara, CA. Verizon Enterprise Solutions creates global connections that generate growth, drive business innovation and move society forward. With industry-specific solutions and a full range of global wholesale offerings provided over the company's secure mobility, cloud, strategic network...
SimpleECM is the only platform to offer a powerful combination of enterprise content management (ECM) services, capture solutions, and third-party business services providing simplified integrations and workflow development for solution providers. SimpleECM is opening the market to businesses of all sizes by reinventing the delivery of ECM services. Our APIs make the development of ECM services simple with the use of familiar technologies for a frictionless integration directly into web applicat...
The only place to be June 9-11 is Cloud Expo & @ThingsExpo 2015 East at the Javits Center in New York City. Join us there as delegates from all over the world come to listen to and engage with speakers & sponsors from the leading Cloud Computing, IoT & Big Data companies. Cloud Expo & @ThingsExpo are the leading events covering the booming market of Cloud Computing, IoT & Big Data for the enterprise. Speakers from all over the world will be hand-picked for their ability to explore the economic...
Cloudwick, the leading big data DevOps service and solution provider to the Fortune 1000, announced Big Loop, its multi-vendor operations platform. Cloudwick Big Loop creates greater collaboration between Fortune 1000 IT staff, developers and their database management systems as well as big data vendors. This allows customers to comprehensively manage and oversee their entire infrastructure, which leads to more successful production cluster operations, and scale-out. Cloudwick Big Loop supports ...
Software AG helps organizations transform into Digital Enterprises, so they can differentiate from competitors and better engage customers, partners and employees. Using the Software AG Suite, companies can close the gap between business and IT to create digital systems of differentiation that drive front-line agility. We offer four on-ramps to the Digital Enterprise: alignment through collaborative process analysis; transformation through portfolio management; agility through process automation...
Headquartered in Santa Monica, California, Bitium was founded by Kriz and Erik Gustavson. The 1,500 cloud-based application using Bitium’s analytics, app management, and single sign-on services include bug trackers, customer service dashboards, Google Apps, and social networks. The firm states website administrators can do multiple tasks online without revealing passwords. Bitium’s advisors include Microsoft’s former CMO and the former senior vice president of strategy, the founder and CEO of Li...
Things are being built upon cloud foundations to transform organizations. This CEO Power Panel at 15th Cloud Expo, moderated by Roger Strukhoff, Cloud Expo and @ThingsExpo conference chair, will address the big issues involving these technologies and, more important, the results they will achieve. How important are public, private, and hybrid cloud to the enterprise? How does one define Big Data? And how is the IoT tying all this together?
The 3rd International Internet of @ThingsExpo, co-located with the 16th International Cloud Expo - to be held June 9-11, 2015, at the Javits Center in New York City, NY - announces that its Call for Papers is now open. The Internet of Things (IoT) is the biggest idea since the creation of the Worldwide Web more than 20 years ago.